SFC Licences of CHEN Xiaqin 陳霞琴
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Orient Asset Management (Hong Kong) Limited 東方資產管理(香港)有限公司 | RE | 9 | 13 August 2013 | 16 June 2014 |
| Orient Futures (Hong Kong) Limited 東方期貨(香港)有限公司 | RE | 2 | 13 August 2013 | 16 June 2014 |
| Orient Securities (Hong Kong) Limited 東方證券(香港)有限公司 | RE | 1 | 13 August 2013 | 16 June 2014 |