SFC Licences of SHIN Jungbum
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| J.P. Morgan Securities (Far East) Limited | RE | 6 | 30 March 2015 | 28 March 2018 |
| J.P. Morgan Securities (Far East) Limited | RE | 4 | 30 March 2015 | 28 March 2018 |
| J.P. Morgan Securities (Far East) Limited | RE | 1 | 30 March 2015 | 28 March 2018 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 | RE | 1 | 23 August 2013 | 27 January 2015 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 | RE | 6 | 23 August 2013 | 27 January 2015 |