SFC Licences of LI Tiehejin 李鐵合金
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Oaktree Capital (Hong Kong) Limited | RE | 1 | 17 March 2023 | 13 November 2023 |
| PIMCO Asia Limited 品浩投資管理(亞洲)有限公司 | RE | 9 | 27 May 2022 | 28 February 2023 |
| PIMCO Asia Limited 品浩投資管理(亞洲)有限公司 | RE | 4 | 27 May 2022 | 28 February 2023 |
| PIMCO Asia Limited 品浩投資管理(亞洲)有限公司 | RE | 1 | 27 May 2022 | 28 February 2023 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 6 | 26 August 2013 | 01 July 2016 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 4 | 26 August 2013 | 01 July 2016 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 1 | 26 August 2013 | 01 July 2016 |