SFC Licences of CHOY Kai Man 蔡啟民
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Tullett Prebon (Hong Kong) Limited | RE | 7 | 14 March 2023 | |
Tullett Prebon (Hong Kong) Limited | RE | 1 | 14 March 2023 | |
GFI (HK) Securities L.L.C. | RE | 7 | 16 January 2018 | 16 September 2022 |
GFI (HK) Securities L.L.C. | RE | 1 | 16 January 2018 | 16 September 2022 |
ICAP Securities Hong Kong Limited | RE | 1 | 05 January 2016 | 13 October 2017 |
ICAP Equities Asia Limited | RE | 1 | 03 October 2014 | 13 October 2017 |