SFC Licences of BRUCE Andrew Ronald
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| J.P. Morgan Broking (Hong Kong) Limited | RE | 5 | 27 September 2018 | 28 February 2021 |
| J.P. Morgan Broking (Hong Kong) Limited | RE | 4 | 27 September 2018 | 28 February 2021 |
| J.P. Morgan Broking (Hong Kong) Limited | RE | 7 | 10 September 2018 | 28 February 2021 |
| J.P. Morgan Broking (Hong Kong) Limited | RE | 2 | 10 September 2018 | 28 February 2021 |
| J.P. Morgan Broking (Hong Kong) Limited | RE | 1 | 10 September 2018 | 28 February 2021 |
| Credit Suisse Securities (Hong Kong) Limited 瑞士信貸證券(香港)有限公司 | RE | 7 | 16 August 2013 | 07 June 2018 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 1 | 16 August 2013 | 07 June 2018 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 2 | 16 August 2013 | 07 June 2018 |
| Credit Suisse Securities (Hong Kong) Limited 瑞士信貸證券(香港)有限公司 | RE | 1 | 16 August 2013 | 07 June 2018 |