SFC Licences of KUEH Yi Kwann 郭貽軍
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
J.P. Morgan Securities (Far East) Limited | RE | 6 | 01 August 2016 | |
J.P. Morgan Securities (Far East) Limited | RE | 4 | 01 August 2016 | |
J.P. Morgan Securities (Far East) Limited | RE | 1 | 01 August 2016 | |
Barclays Capital Asia Limited 巴克萊亞洲有限公司 | RE | 6 | 11 March 2016 | 01 June 2016 |
Barclays Capital Asia Limited 巴克萊亞洲有限公司 | RE | 1 | 11 March 2016 | 01 June 2016 |
Barclays Capital Asia Limited 巴克萊亞洲有限公司 | RE | 6 | 31 October 2014 | 21 January 2016 |
Barclays Capital Asia Limited 巴克萊亞洲有限公司 | RE | 1 | 31 October 2014 | 21 January 2016 |
Rothschild & Co Hong Kong Limited 羅斯柴爾德恩可香港有限公司 | RE | 4 | 16 September 2013 | 10 October 2014 |
Rothschild & Co Hong Kong Limited 羅斯柴爾德恩可香港有限公司 | RE | 6 | 16 September 2013 | 10 October 2014 |