SFC Licences of MA Chao 馬超
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Guotai Junan Futures (Hong Kong) Limited 國泰君安期貨(香港)有限公司 | RE | 5 | 20 November 2020 | 01 July 2021 |
| Guotai Junan Futures (Hong Kong) Limited 國泰君安期貨(香港)有限公司 | RE | 2 | 20 November 2020 | 01 July 2021 |
| Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 | RE | 4 | 20 November 2020 | 01 July 2021 |
| Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 | RE | 1 | 20 November 2020 | 01 July 2021 |
| China Industrial Securities International Brokerage Limited 興證國際證券有限公司 | RE | 1 | 22 May 2015 | 14 October 2020 |
| Quam Securities Limited 華富建業證券有限公司 | RE | 1 | 16 August 2013 | 01 July 2014 |
| Quam Securities Limited 華富建業證券有限公司 | RE | 2 | 16 August 2013 | 01 July 2014 |