SFC Licences of FU Yan 付岩

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
CMB International Capital Limited 招銀國際融資有限公司 RE 6 23 July 2021
CMB International Capital Limited 招銀國際融資有限公司 RE 1 23 July 2021
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 RE 4 15 August 2013 26 March 2021
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 RE 1 15 August 2013 26 March 2021
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 RE 6 15 August 2013 26 March 2021