SFC Licences of FONG Wai Ying, Vivian Catherine 方韋盈

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
GAOYU SECURITIES LIMITED 高裕證券有限公司	RE	9	27 March 2024
GAOYU SECURITIES LIMITED 高裕證券有限公司	RE	4	27 March 2024
GAOYU SECURITIES LIMITED 高裕證券有限公司	RE	1	27 March 2024
SBI China Capital Hong Kong Securities Limited 軟庫中華香港證券有限公司	RE	6	09 February 2023	19 April 2023
SBI China Capital Financial Services Limited 軟庫中華金融服務有限公司	RE	1	09 February 2023	19 April 2023
Eddid Capital Limited 艾德資本有限公司	RE	6	27 July 2022	20 November 2022
Eddid Capital Limited 艾德資本有限公司	RE	1	27 July 2022	20 November 2022
Eddid Securities and Futures Limited 艾德證券期貨有限公司	RE	1	27 July 2022	20 November 2022
uSmart Securities Limited 盈立證券有限公司	RE	9	05 March 2021	09 July 2022
uSmart Securities Limited 盈立證券有限公司	RE	4	05 March 2021	09 July 2022
uSmart Securities Limited 盈立證券有限公司	RE	1	05 March 2021	09 July 2022
Fortune Financial Capital Limited 富強金融資本有限公司	RE	6	10 April 2019	09 April 2020
Fortune (HK) Securities Limited 富強證券有限公司	RE	1	10 April 2019	09 April 2020
Glory Sun Securities Limited 寶新證券有限公司	RE	6	28 September 2017	06 February 2019
Glory Sun Securities Limited 寶新證券有限公司	RE	1	28 September 2017	06 February 2019
Central China International Capital Limited 中州國際融資有限公司	RE	6	06 June 2017	31 July 2017
Central China International Capital Limited 中州國際融資有限公司	RE	1	16 May 2017	31 July 2017
Changjiang Securities Brokerage (HK) Limited 長江證券經紀(香港)有限公司	RE	1	19 January 2016	09 May 2017
Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司	RE	2	21 August 2015	06 January 2016
Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司	RE	1	21 August 2015	06 January 2016
Quam Securities Limited 華富建業證券有限公司	RE	2	25 July 2014	03 March 2015
Quam Securities Limited 華富建業證券有限公司	RE	1	25 July 2014	03 March 2015
MIB Securities (Hong Kong) Limited 馬銀證券(香港)有限公司	RE	6	12 September 2013	04 July 2014