SFC Licences of XIAO Yan 肖燕

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
Guotai Junan Capital Limited 國泰君安融資有限公司	RE	6	23 March 2021
Futu Securities International (Hong Kong) Limited 富途證券國際(香港)有限公司	RE	1	30 July 2020	11 December 2020
Mason Global Capital Limited 茂宸環球資本有限公司	RE	6	21 September 2018	29 February 2020
Mason Securities Limited 茂宸證券有限公司	RE	1	21 September 2018	29 February 2020
VMS Securities Limited 鼎珮證券有限公司	RE	6	20 July 2017	15 September 2018
VMS Securities Limited 鼎珮證券有限公司	RE	1	20 July 2017	15 September 2018
Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司	RE	6	28 June 2016	09 July 2017
Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司	RE	1	28 June 2016	09 July 2017
Partners Capital International Limited 博大資本國際有限公司	RE	6	22 August 2013	21 June 2016
Partners Capital International Limited 博大資本國際有限公司	RE	1	22 August 2013	21 June 2016
Partners Capital Securities Limited 博大證券有限公司	RE	1	22 August 2013	15 September 2014
Partners Asset Management (HK) Limited 博大資產管理(香港)有限公司	RE	9	22 August 2013	29 July 2014
Partners Asset Management (HK) Limited 博大資產管理(香港)有限公司	RE	4	22 August 2013	29 July 2014