SFC Licences of SO Ka Yin 蘇家燕
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| BOCI Securities Limited 中銀國際證券有限公司 | RE | 4 | 03 July 2014 | 15 September 2023 |
| BOCI Securities Limited 中銀國際證券有限公司 | RE | 1 | 03 July 2014 | 15 September 2023 |
| Quam Securities Limited 華富建業證券有限公司 | RE | 4 | 23 September 2013 | 12 June 2014 |
| Quam Securities Limited 華富建業證券有限公司 | RE | 9 | 23 September 2013 | 12 June 2014 |
| Quam Securities Limited 華富建業證券有限公司 | RE | 1 | 23 September 2013 | 12 June 2014 |