SFC Licences of SEE Thomas
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Schroder Investment Management (Hong Kong) Limited | RE | 1 | 25 January 2016 | 26 January 2016 |
| Schroder Investment Management (Hong Kong) Limited | RE | 1 | 04 February 2015 | 05 February 2015 |
| Schroder Investment Management (Hong Kong) Limited | RE | 1 | 12 November 2014 | 14 November 2014 |
| Schroder Investment Management (Hong Kong) Limited | RE | 1 | 04 December 2013 | 06 December 2013 |
| Schroder Investment Management (Hong Kong) Limited | RE | 1 | 26 August 2013 | 28 August 2013 |