SFC Licences of JOR Ho Yin 左浩賢
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Essence Futures (Hong Kong) Limited 安信期貨(香港)有限公司 | RE | 2 | 25 August 2017 | |
Essence International Securities (Hong Kong) Limited 安信國際證券(香港)有限公司 | RE | 1 | 25 August 2017 | |
RHB Futures Hong Kong Limited 興業金融期貨有限公司 | RE | 2 | 26 November 2014 | 13 August 2017 |
RHB Securities Hong Kong Limited 興業金融證券有限公司 | RE | 1 | 26 November 2014 | 13 August 2017 |
KVB Kunlun Securities (HK) Limited 昆侖國際證券(香港)有限公司 | RE | 1 | 29 August 2013 | 20 November 2014 |
CLSA Premium International (HK) Limited | RE | 3 | 29 August 2013 | 20 November 2014 |