SFC licenceholder BBT950 JOR Ho Yin 左浩賢

Licences

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Updated: 04 April 2020

Institution Role Licences Start date End date
Essence International Securities (Hong Kong) Limited 安信國際證券(香港)有限公司 RE [1] (Dealing in Securities) 25 August 2017
Essence Futures (Hong Kong) Limited 安信期貨(香港)有限公司 RE [2] (Dealing in Futures Contracts) 25 August 2017
RHB Securities Hong Kong Limited 興業金融證券有限公司 RE [1] (Dealing in Securities) 26 November 2014 13 August 2017
RHB Futures Hong Kong Limited 興業金融期貨有限公司 RE [2] (Dealing in Futures Contracts) 26 November 2014 13 August 2017
CLSA Premium International (HK) Limited RE [3] (Leveraged Foreign Exchange Trading) 29 August 2013 20 November 2014
KVB Kunlun Securities (HK) Limited 昆侖國際證券(香港)有限公司 RE [1] (Dealing in Securities) 29 August 2013 20 November 2014