SFC Licences of LIU Qian 劉茜
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 | RE | 1 | 02 August 2023 | 19 October 2023 |
| SPDB International Capital Limited 浦銀國際融資有限公司 | RE | 1 | 08 November 2016 | 31 May 2023 |
| SPDB International Capital Limited 浦銀國際融資有限公司 | RE | 6 | 20 October 2015 | 31 May 2023 |
| SPDB International Holdings Limited 浦銀國際控股有限公司 | RE | 6 | 06 August 2015 | 20 October 2015 |
| Neutral Financial Holding Company Limited 中和金控有限公司 | RE | 1 | 31 October 2013 | 29 July 2015 |
| Neutral Financial Holding Company Limited 中和金控有限公司 | RE | 6 | 31 October 2013 | 29 July 2015 |