SFC Licences of TONG Leo 唐震宇

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
SMBC Nikko Securities (Hong Kong) Limited 日興證券(香港)有限公司	RO	4	27 January 2021	01 November 2023
SMBC Nikko Securities (Hong Kong) Limited 日興證券(香港)有限公司	RO	1	27 January 2021	01 November 2023
SMBC Nikko Securities (Hong Kong) Limited 日興證券(香港)有限公司	RE	6	27 January 2021	01 November 2023
CLSA Limited 中信里昂證券有限公司	RO	4	31 January 2020	28 October 2020
CLSA Limited 中信里昂證券有限公司	RO	1	31 January 2020	28 October 2020
CITIC Securities (Hong Kong) Limited 中信證券(香港)有限公司	RE	6	24 January 2020	28 October 2020
CITIC Securities (Hong Kong) Limited 中信證券(香港)有限公司	RE	4	24 January 2020	28 October 2020
CITIC Securities International Global Markets Limited 中信證券國際全球市場有限公司	RO	4	31 August 2017	28 October 2020
CITIC Securities International Global Markets Limited 中信證券國際全球市場有限公司	RO	1	31 August 2017	28 October 2020
CITIC Securities International Global Markets Limited 中信證券國際全球市場有限公司	RE	2	26 June 2017	02 November 2017
CITIC Securities International Global Markets Limited 中信證券國際全球市場有限公司	RE	4	26 June 2017	31 August 2017
CITIC Securities International Global Markets Limited 中信證券國際全球市場有限公司	RE	1	26 June 2017	31 August 2017
CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司	RE	1	29 August 2013	27 August 2019
CITIC Securities Futures (HK) Limited 中信証券期貨(香港)有限公司	RE	2	29 August 2013	25 June 2017