SFC Licences of LU Xiang 陸庠

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司	RO	1	24 April 2023
Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司	RE	1	17 June 2021	24 April 2023
Shenwan Hongyuan Capital (H.K.) Limited 申萬宏源融資(香港)有限公司	RE	6	22 August 2019	28 June 2022
Shenwan Hongyuan Capital (H.K.) Limited 申萬宏源融資(香港)有限公司	RE	4	22 August 2019	28 June 2022
Shenwan Hongyuan Capital (H.K.) Limited 申萬宏源融資(香港)有限公司	RE	1	22 August 2019	28 June 2022
CLSA Limited 中信里昂證券有限公司	RE	4	30 December 2014	15 June 2019
CITIC Securities (Hong Kong) Limited 中信證券(香港)有限公司	RE	6	28 August 2014	15 June 2019
CITIC Securities (Hong Kong) Limited 中信證券(香港)有限公司	RE	4	28 August 2014	15 June 2019
CLSA Limited 中信里昂證券有限公司	RE	1	28 August 2014	15 June 2019
CITIC Securities Corporate Finance (HK) Limited 中信証券融資(香港)有限公司	RE	6	29 August 2013	18 August 2014
CITIC Securities Corporate Finance (HK) Limited 中信証券融資(香港)有限公司	RE	4	29 August 2013	18 August 2014
CITIC Securities Corporate Finance (HK) Limited 中信証券融資(香港)有限公司	RE	1	29 August 2013	18 August 2014