SFC Licences of CHUI King Man 崔競文
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
China Galaxy International Asset Management (Hong Kong) Co., Limited 中國銀河國際資産管理(香港)有限公司 | RE | 9 | 06 August 2018 | 07 October 2022 |
China Galaxy International Asset Management (Hong Kong) Co., Limited 中國銀河國際資産管理(香港)有限公司 | RE | 4 | 11 July 2018 | 07 October 2022 |
RHB Securities Hong Kong Limited 興業金融證券有限公司 | RE | 4 | 22 January 2016 | 02 April 2018 |
Imperial Capital Limited 盛世投資(香港)有限公司 | RE | 9 | 03 March 2015 | 08 January 2016 |
Southwest Securities (HK) Brokerage Limited 西證(香港)證券經紀有限公司 | RE | 1 | 02 October 2013 | 21 August 2014 |
Southwest Securities (HK) Futures Limited 西證(香港)期貨有限公司 | RE | 2 | 02 October 2013 | 21 August 2014 |