SFC Licences of NG Cheng Kiong 黃貞強
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Central China International Securities Co., Limited 中州國際證券有限公司 | RO | 1 | 18 October 2019 | 26 November 2023 |
Central China International Securities Co., Limited 中州國際證券有限公司 | RE | 4 | 01 November 2018 | 26 November 2023 |
Central China International Securities Co., Limited 中州國際證券有限公司 | RE | 1 | 14 May 2018 | 18 October 2019 |
Southwest Securities (HK) Capital Limited 西證(香港)融資有限公司 | RE | 6 | 08 April 2016 | 01 March 2018 |
Southwest Securities (HK) Capital Limited 西證(香港)融資有限公司 | RE | 1 | 12 October 2015 | 01 March 2018 |
Southwest Securities (HK) Brokerage Limited 西證(香港)證券經紀有限公司 | RE | 1 | 12 October 2015 | 01 March 2018 |
RHB Futures Hong Kong Limited 興業金融期貨有限公司 | RE | 2 | 03 October 2014 | 07 August 2015 |
RHB Securities Hong Kong Limited 興業金融證券有限公司 | RE | 1 | 03 October 2014 | 07 August 2015 |
Vantage Capital Markets HK Limited | RE | 1 | 09 September 2013 | 07 February 2014 |
Vantage Capital Markets HK Limited | RE | 2 | 09 September 2013 | 07 February 2014 |