SFC Licences of LAW Chung Yan 羅頌欣

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Goldman Sachs (Asia) Securities Limited 高盛(亞洲)證券有限公司 RE 2 11 October 2016 31 January 2018
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 RE 9 30 December 2015 31 January 2018
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 RE 1 04 September 2013 31 January 2018
Goldman Sachs Futures (Asia) Limited 高盛期貨(亞洲)有限公司 RE 2 04 September 2013 10 October 2016