SFC Licences of CHANG SHENG-YAO
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Deutsche Securities Asia Limited 德意志證券亞洲有限公司 | RE | 6 | 27 October 2014 | 30 April 2020 |
Barclays Capital Asia Limited 巴克萊亞洲有限公司 | RE | 6 | 12 September 2013 | 03 June 2014 |
Barclays Capital Asia Limited 巴克萊亞洲有限公司 | RE | 1 | 12 September 2013 | 03 June 2014 |