SFC Licences of KING Mark 金徽
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| UBS Securities Hong Kong Limited | RE | 6 | 19 December 2016 | 03 March 2021 |
| UBS Securities Hong Kong Limited | RE | 6 | 20 August 2014 | 18 December 2016 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 | RE | 6 | 12 September 2013 | 03 June 2014 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 | RE | 1 | 12 September 2013 | 03 June 2014 |