SFC Licences of ZHOU Nan 周楠
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Jefferies Hong Kong Limited 富瑞金融集團香港有限公司 | RE | 6 | 27 August 2014 | 17 December 2015 |
Jefferies Hong Kong Limited 富瑞金融集團香港有限公司 | RE | 4 | 27 August 2014 | 17 December 2015 |
Barclays Capital Asia Limited 巴克萊亞洲有限公司 | RE | 6 | 11 September 2013 | 03 June 2014 |
Barclays Capital Asia Limited 巴克萊亞洲有限公司 | RE | 1 | 11 September 2013 | 03 June 2014 |