SFC Licences of CHAN Ka Yan 陳家寅
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 | RE | 2 | 20 May 2022 | |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 | RE | 1 | 20 May 2022 | |
| J.P. Morgan Broking (Hong Kong) Limited | RE | 5 | 08 July 2015 | 25 March 2022 |
| J.P. Morgan Broking (Hong Kong) Limited | RE | 2 | 08 July 2015 | 25 March 2022 |
| J.P. Morgan Securities (Far East) Limited | RE | 4 | 08 July 2015 | 25 March 2022 |
| J.P. Morgan Securities (Far East) Limited | RE | 1 | 08 July 2015 | 25 March 2022 |
| J.P. Morgan Broking (Hong Kong) Limited | RE | 4 | 08 July 2015 | 03 November 2015 |
| J.P. Morgan Broking (Hong Kong) Limited | RE | 1 | 08 July 2015 | 03 November 2015 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 1 | 05 September 2013 | 03 July 2015 |
| Morgan Stanley Hong Kong Securities Limited | RE | 1 | 05 September 2013 | 03 July 2015 |
| Morgan Stanley Hong Kong Securities Limited | RE | 2 | 05 September 2013 | 03 July 2015 |
| Morgan Stanley Hong Kong Securities Limited | RE | 7 | 05 September 2013 | 03 July 2015 |