SFC Licences of CHUNG Nicholas 鍾傲南
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| RAYS Capital Partners Limited 睿思資本有限公司 | RE | 9 | 13 December 2023 | |
| RAYS Capital Partners Limited 睿思資本有限公司 | RE | 4 | 13 December 2023 | |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 2 | 18 January 2021 | 23 June 2023 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 1 | 08 January 2021 | 23 June 2023 |
| CLSA Limited 中信里昂證券有限公司 | RE | 1 | 25 November 2016 | 04 September 2020 |
| Shinhan Asset Management (Hong Kong) Limited | RE | 9 | 13 September 2013 | 14 October 2016 |
| Shinhan Asset Management (Hong Kong) Limited | RE | 4 | 13 September 2013 | 14 October 2016 |