SFC Licences of LAM Tung Wai 林東偉
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Audrey Chow Securities Limited 高陞證券有限公司 | RE | 1 | 23 July 2015 | 14 July 2017 |
SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 | RE | 2 | 30 October 2014 | 06 June 2015 |
SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 | RE | 1 | 30 October 2014 | 06 June 2015 |
Ho Fung Shares Investment Limited 浩豐證券投資有限公司 | RE | 1 | 09 October 2014 | 20 October 2014 |
Golden Hen Securities and Futures Limited 金母雞證券期貨有限公司 | RE | 2 | 07 July 2014 | 11 July 2014 |
Golden Hen Securities and Futures Limited 金母雞證券期貨有限公司 | RE | 1 | 07 July 2014 | 11 July 2014 |
Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 | RE | 2 | 06 September 2013 | 01 July 2014 |
Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 | RE | 1 | 06 September 2013 | 01 July 2014 |