SFC Licences of LU Jianan 陸佳男
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| UBS Securities Hong Kong Limited | RE | 2 | 28 January 2022 | |
| UBS Securities Hong Kong Limited | RE | 1 | 28 January 2022 | |
| UBS Securities Asia Limited | RE | 2 | 28 January 2022 | |
| UBS Securities Asia Limited | RE | 1 | 28 January 2022 | |
| CITIC Securities International Global Markets Limited 中信證券國際全球市場有限公司 | RE | 2 | 27 June 2017 | 22 October 2021 |
| CITIC Securities International Global Markets Limited 中信證券國際全球市場有限公司 | RE | 1 | 27 June 2017 | 22 October 2021 |
| CITIC Securities Futures (HK) Limited 中信証券期貨(香港)有限公司 | RE | 2 | 27 June 2017 | 30 January 2018 |
| HSBC Securities Brokers (Asia) Limited 滙豐證券經紀(亞洲)有限公司 | RE | 1 | 10 September 2013 | 27 March 2017 |