SFC Licences of LU Jianan 陸佳男

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
UBS Securities Hong Kong Limited RE 2 28 January 2022
UBS Securities Asia Limited RE 2 28 January 2022
UBS Securities Hong Kong Limited RE 1 28 January 2022
UBS Securities Asia Limited RE 1 28 January 2022
CSI Global Markets Limited RE 2 27 June 2017 22 October 2021
CSI Global Markets Limited RE 1 27 June 2017 22 October 2021
CITIC Securities Futures (HK) Limited 中信証券期貨(香港)有限公司 RE 2 27 June 2017 30 January 2018
HSBC Securities Brokers (Asia) Limited 滙豐證券經紀(亞洲)有限公司 RE 1 10 September 2013 27 March 2017