SFC Licences of ZOU Da 鄒達

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Barclays Capital Asia Limited 巴克萊亞洲有限公司 RE 6 04 August 2017
Barclays Capital Asia Limited 巴克萊亞洲有限公司 RE 1 04 August 2017
BOCI Asia Limited 中銀國際亞洲有限公司 RE 6 19 June 2014 20 June 2017
BOCI Securities Limited 中銀國際證券有限公司 RE 1 19 June 2014 20 June 2017
BOCI Asia Limited 中銀國際亞洲有限公司 RE 1 19 June 2014 20 June 2017
BOCI Securities Limited 中銀國際證券有限公司 RE 4 06 September 2013 20 June 2017
BOCI Research Limited 中銀國際研究有限公司 RE 4 06 September 2013 12 June 2014