SFC Licences of ZOU Da 鄒達
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Barclays Capital Asia Limited 巴克萊亞洲有限公司 | RE | 6 | 04 August 2017 | |
Barclays Capital Asia Limited 巴克萊亞洲有限公司 | RE | 1 | 04 August 2017 | |
BOCI Asia Limited 中銀國際亞洲有限公司 | RE | 6 | 19 June 2014 | 20 June 2017 |
BOCI Asia Limited 中銀國際亞洲有限公司 | RE | 1 | 19 June 2014 | 20 June 2017 |
BOCI Securities Limited 中銀國際證券有限公司 | RE | 1 | 19 June 2014 | 20 June 2017 |
BOCI Securities Limited 中銀國際證券有限公司 | RE | 4 | 06 September 2013 | 20 June 2017 |
BOCI Research Limited 中銀國際研究有限公司 | RE | 4 | 06 September 2013 | 12 June 2014 |