SFC Licences of WANG Chen 王晨
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
CLSA Limited 中信里昂證券有限公司 | RE | 4 | 21 March 2016 | 20 May 2016 |
Barclays Capital Asia Limited 巴克萊亞洲有限公司 | RE | 4 | 11 September 2013 | 21 January 2016 |