SFC Licences of LAU Yik Ting 劉奕霆

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司	RO	2	12 September 2023
Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司	RO	7	10 July 2023
Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司	RO	4	18 April 2023
Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司	RO	1	15 October 2020
Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司	RE	2	16 July 2020	12 September 2023
Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司	RE	4	13 July 2020	18 April 2023
Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司	RE	1	13 July 2020	15 October 2020
Pearl Bridge Securities Limited 橋匯證券有限公司	RO	4	15 June 2020	26 June 2020
Pearl Bridge Securities Limited 橋匯證券有限公司	RO	1	15 June 2020	26 June 2020
Pearl Bridge Securities Limited 橋匯證券有限公司	RE	4	21 May 2020	15 June 2020
Pearl Bridge Securities Limited 橋匯證券有限公司	RE	1	21 May 2020	15 June 2020
Finex Hong Kong Limited	RO	4	16 November 2018	12 October 2019
Finex Hong Kong Limited	RO	1	16 November 2018	12 October 2019
Finex Hong Kong Limited	RE	4	15 October 2018	16 November 2018
Finex Hong Kong Limited	RE	1	15 October 2018	16 November 2018
Open Securities Limited 開盤證券有限公司	RE	4	04 July 2018	05 October 2018
Open Asset Management Limited 開盤資産管理有限公司	RE	9	10 July 2017	05 October 2018
Open Securities Limited 開盤證券有限公司	RE	2	22 May 2017	05 October 2018
Open Securities Limited 開盤證券有限公司	RE	1	22 May 2017	05 October 2018
CSC Futures (HK) Limited 群益期貨(香港)有限公司	RE	2	14 July 2016	08 May 2017
CSC Securities (HK) Limited 群益證券(香港)有限公司	RE	1	27 April 2016	08 May 2017
GF Securities (Hong Kong) Brokerage Limited 廣發証券(香港)經紀有限公司	RE	1	18 February 2014	11 April 2016
China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司	RE	1	16 September 2013	25 January 2014