SFC Licences of AU Ho Chung 區皓綜
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Merrill Lynch Far East Limited | RE | 4 | 21 May 2021 | 02 March 2023 |
| Merrill Lynch Far East Limited | RE | 1 | 21 May 2021 | 02 March 2023 |
| Merrill Lynch (Asia Pacific) Limited | RE | 4 | 21 May 2021 | 02 March 2023 |
| Merrill Lynch (Asia Pacific) Limited | RE | 1 | 21 May 2021 | 02 March 2023 |
| Merrill Lynch Far East Limited | RE | 6 | 27 April 2021 | 02 March 2023 |
| Merrill Lynch (Asia Pacific) Limited | RE | 6 | 27 April 2021 | 02 March 2023 |
| BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 | RE | 6 | 08 September 2017 | 16 April 2021 |
| BOCI Asia Limited 中銀國際亞洲有限公司 | RE | 6 | 14 December 2015 | 18 August 2017 |
| China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 | RE | 6 | 16 September 2013 | 06 November 2015 |