SFC Licences of AU Ho Chung 區皓綜

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Merrill Lynch Far East Limited RE 4 21 May 2021
Merrill Lynch (Asia Pacific) Limited RE 4 21 May 2021
Merrill Lynch Far East Limited RE 1 21 May 2021
Merrill Lynch (Asia Pacific) Limited RE 1 21 May 2021
Merrill Lynch Far East Limited RE 6 27 April 2021
Merrill Lynch (Asia Pacific) Limited RE 6 27 April 2021
BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 RE 6 08 September 2017 16 April 2021
BOCI Asia Limited 中銀國際亞洲有限公司 RE 6 14 December 2015 18 August 2017
China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 RE 6 16 September 2013 06 November 2015