SFC Licences of SO Ting Sau 蘇廷修
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Noah Holdings (Hong Kong) Limited 諾亞控股(香港)有限公司 | RE | 4 | 09 August 2022 | |
| Noah Holdings (Hong Kong) Limited 諾亞控股(香港)有限公司 | RE | 1 | 09 August 2022 | |
| Goldhorse Securities Limited 金馬證券有限公司 | RE | 4 | 10 May 2022 | 29 July 2022 |
| Goldhorse Securities Limited 金馬證券有限公司 | RE | 1 | 10 May 2022 | 29 July 2022 |
| Tongfang Securities Limited 同方證券有限公司 | RE | 1 | 20 May 2021 | 24 April 2022 |
| Soochow Securities International Futures Limited 東吳證券國際期貨有限公司 | RE | 2 | 08 April 2019 | 08 May 2021 |
| Soochow Securities International Brokerage Limited 東吳證券國際經紀有限公司 | RE | 1 | 08 March 2019 | 08 May 2021 |
| China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 | RE | 1 | 12 April 2016 | 28 February 2019 |
| Bright Smart Futures & Commodities Company Limited 耀才期貨及商品有限公司 | RE | 2 | 24 September 2014 | 31 March 2016 |
| Bright Smart Securities International (H.K.) Limited 耀才證券國際(香港)有限公司 | RE | 1 | 17 September 2013 | 31 March 2016 |