SFC Licences of WAN Vivian 王曉昱
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Tairen Capital Limited 泰仁資本有限公司 | RE | 9 | 24 September 2020 | |
Greenwoods Asset Management Hong Kong Limited 景林資產管理香港有限公司 | RE | 9 | 09 February 2017 | 30 December 2019 |
Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 | RE | 4 | 06 July 2015 | 25 May 2016 |
Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 | RE | 1 | 06 July 2015 | 25 May 2016 |
Cantor Fitzgerald (Hong Kong) Capital Markets Limited 建達(香港)資本市場有限公司 | RE | 4 | 16 September 2013 | 30 June 2015 |
Cantor Fitzgerald (Hong Kong) Capital Markets Limited 建達(香港)資本市場有限公司 | RE | 1 | 16 September 2013 | 30 June 2015 |