SFC Licences of WAN Vivian 王曉昱

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Tairen Capital Limited 泰仁資本有限公司 RE 9 24 September 2020
Greenwoods Asset Management Hong Kong Limited 景林資產管理香港有限公司 RE 9 09 February 2017 30 December 2019
Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 RE 4 06 July 2015 25 May 2016
Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 RE 1 06 July 2015 25 May 2016
Cantor Fitzgerald (Hong Kong) Capital Markets Limited 建達(香港)資本市場有限公司 RE 4 16 September 2013 30 June 2015
Cantor Fitzgerald (Hong Kong) Capital Markets Limited 建達(香港)資本市場有限公司 RE 1 16 September 2013 30 June 2015