SFC Licences of CHENG Ching Wan 鄭清允

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Win Harvest Asset Management Limited 豐嬴資產管理有限公司 RE 9 18 June 2020 25 September 2020
BOCI Securities Limited 中銀國際證券有限公司 RE 2 07 January 2015 26 November 2015
BOCI Securities Limited 中銀國際證券有限公司 RE 1 13 September 2013 26 November 2015
BOCI Securities Limited 中銀國際證券有限公司 RE 4 13 September 2013 13 November 2014