SFC Licences of CHENG Ching Wan 鄭清允
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Win Harvest Asset Management Limited 豐嬴資產管理有限公司 | RE | 9 | 18 June 2020 | 25 September 2020 |
BOCI Securities Limited 中銀國際證券有限公司 | RE | 2 | 07 January 2015 | 26 November 2015 |
BOCI Securities Limited 中銀國際證券有限公司 | RE | 1 | 13 September 2013 | 26 November 2015 |
BOCI Securities Limited 中銀國際證券有限公司 | RE | 4 | 13 September 2013 | 13 November 2014 |