SFC Licences of LAM Si U 林斯渝
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Gopher Redwoods Asset Management Limited 歌斐紅樹林資產管理有限公司 | RE | 4 | 18 January 2023 | 26 January 2024 |
| Noah Holdings (Hong Kong) Limited 諾亞控股(香港)有限公司 | RE | 4 | 18 January 2023 | 26 January 2024 |
| Noah Holdings (Hong Kong) Limited 諾亞控股(香港)有限公司 | RE | 1 | 18 January 2023 | 26 January 2024 |
| Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 | RE | 4 | 24 June 2021 | 29 July 2022 |
| Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 | RE | 1 | 24 June 2021 | 29 July 2022 |
| BOCI Securities Limited 中銀國際證券有限公司 | RE | 4 | 03 December 2014 | 11 June 2021 |
| BOCI Securities Limited 中銀國際證券有限公司 | RE | 1 | 03 December 2014 | 11 June 2021 |
| Polen Capital HK Limited | RE | 1 | 23 June 2014 | 22 November 2014 |
| F&C Asset Management Asia Limited | RE | 1 | 07 October 2013 | 20 June 2014 |