SFC Licences of LI Yu Wing 李宇穎
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Central China International Futures Company Limited 中州國際期貨有限公司 | RE | 5 | 18 October 2017 | 28 September 2018 |
| Central China International Securities Co., Limited 中州國際證券有限公司 | RE | 1 | 02 May 2017 | 20 February 2019 |
| Central China International Securities Co., Limited 中州國際證券有限公司 | RE | 4 | 10 August 2016 | 20 February 2019 |
| Central China International Securities Co., Limited 中州國際證券有限公司 | RE | 1 | 07 October 2015 | 10 August 2016 |
| Basic Asset Management Limited 基匯資產管理有限公司 | RE | 9 | 06 June 2014 | 05 September 2015 |
| Emperor Futures Limited 英皇期貨有限公司 | RE | 5 | 15 October 2013 | 16 April 2014 |
| Emperor Futures Limited 英皇期貨有限公司 | RE | 2 | 15 October 2013 | 16 April 2014 |
| Emperor Securities Limited 英皇證券有限公司 | RE | 4 | 15 October 2013 | 16 April 2014 |
| Emperor Securities Limited 英皇證券有限公司 | RE | 1 | 15 October 2013 | 16 April 2014 |