SFC Licences of KWOK Siu Chung, Jonathan 郭兆聰
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Flow Capital (HK) Limited 正流資本(香港)有限公司 | RE | 9 | 08 September 2021 | |
| Silver Nile Global Investments Limited 銀豐環球投資有限公司 | RE | 9 | 26 November 2020 | 16 July 2021 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 6 | 05 November 2014 | 31 August 2016 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 1 | 05 November 2014 | 31 August 2016 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 6 | 24 September 2013 | 16 April 2014 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 1 | 24 September 2013 | 16 April 2014 |