SFC Licences of MOK Tsz Ho 莫梓豪
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| CCB International Capital Limited 建銀國際金融有限公司 | RE | 6 | 21 December 2016 | |
| CCB International Capital Limited 建銀國際金融有限公司 | RE | 4 | 21 December 2016 | |
| CCB International Capital Limited 建銀國際金融有限公司 | RE | 1 | 21 December 2016 | |
| Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 | RE | 4 | 23 October 2014 | 23 November 2016 |
| UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司 | RE | 4 | 13 October 2014 | 16 October 2014 |
| Sheng Yuan Asset Management Limited 盛源資產管理有限公司 | RE | 4 | 25 September 2013 | 22 September 2014 |
| Sheng Yuan Asset Management Limited 盛源資產管理有限公司 | RE | 9 | 25 September 2013 | 22 September 2014 |