SFC Licences of LI Xinyuan 李心圓
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 4 | 19 October 2017 | |
| BOCI Research Limited 中銀國際研究有限公司 | RE | 4 | 22 December 2014 | 10 October 2017 |
| Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 | RE | 4 | 12 June 2014 | 17 December 2014 |
| Oriental Patron Securities Limited 東英亞洲證券有限公司 | RE | 4 | 21 October 2013 | 08 April 2014 |