SFC Licences of PENG Shuaijun 彭帥鈞
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 9 | 16 August 2019 | |
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 1 | 16 August 2019 | |
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 4 | 27 April 2017 | 01 August 2019 |
Macquarie Capital Limited 麥格理資本股份有限公司 | RE | 4 | 13 June 2014 | 16 March 2017 |
Barclays Capital Asia Limited 巴克萊亞洲有限公司 | RE | 4 | 30 September 2013 | 23 May 2014 |