SFC Licences of LAI Yu Hin 黎宇軒

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Everbright Securities Digital Finance (HK) Limited 光大證券數碼金融(香港)有限公司 RE 1 28 May 2020 13 July 2021
Everbright Securities Investment Services (HK) Limited 光大證券投資服務(香港)有限公司 RE 4 12 August 2019 13 July 2021
China Everbright Forex & Futures (HK) Limited 中國光大外匯、期貨(香港)有限公司 RE 3 20 November 2018 13 July 2021
China Everbright Forex & Futures (HK) Limited 中國光大外匯、期貨(香港)有限公司 RE 2 20 November 2018 13 July 2021
CES Forex (HK) Limited 光證外匯(香港)有限公司 RE 3 20 November 2018 13 July 2021
China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司 RE 1 20 November 2018 13 July 2021
CES Commodities (HK) Limited 光證期貨(香港)有限公司 RE 2 20 November 2018 13 July 2021
Everbright Securities Investment Services (HK) Limited 光大證券投資服務(香港)有限公司 RE 1 20 November 2018 13 July 2021
HSBC Broking Forex (Asia) Limited 滙豐金融外匯(亞洲)有限公司 RE 3 27 December 2017 31 October 2018
HSBC Broking Securities (Asia) Limited 滙豐金融證券(亞洲)有限公司 RE 4 27 December 2017 31 October 2018
HSBC Broking Securities (Asia) Limited 滙豐金融證券(亞洲)有限公司 RE 1 27 December 2017 31 October 2018
HSBC Broking Futures (Asia) Limited 滙豐金融期貨(亞洲)有限公司 RE 2 27 December 2017 31 October 2018
China Xin Yongan Futures Company Limited 中國新永安期貨有限公司 RE 2 12 July 2017 27 November 2017
CES Forex (HK) Limited 光證外匯(香港)有限公司 RE 3 03 September 2014 19 June 2017
CES Commodities (HK) Limited 光證期貨(香港)有限公司 RE 2 14 April 2014 19 June 2017
Everbright Securities Investment Services (HK) Limited 光大證券投資服務(香港)有限公司 RE 1 14 April 2014 19 June 2017
Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 RE 1 27 September 2013 01 March 2014
Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 RE 2 27 September 2013 01 March 2014