SFC Licences of ARNOTT Robert Lauriston John
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Northern Trust Company of Hong Kong Limited, The | RO | 4 | 10 March 2017 | 23 June 2021 |
| Northern Trust Company of Hong Kong Limited, The | RO | 1 | 10 March 2017 | 23 June 2021 |
| NT Securities Asia Limited | RO | 4 | 03 June 2014 | 31 August 2017 |
| NT Securities Asia Limited | RO | 1 | 03 June 2014 | 31 August 2017 |