SFC Licences of YIM Chi Hang 嚴志恒
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 | RO | 6 | 16 September 2022 | |
Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 | RO | 1 | 16 September 2022 | |
Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 | RE | 6 | 31 March 2022 | 16 September 2022 |
Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 | RE | 1 | 31 March 2022 | 16 September 2022 |
CCB International Capital Limited 建銀國際金融有限公司 | RE | 6 | 02 February 2017 | 18 March 2022 |
CCB International Capital Limited 建銀國際金融有限公司 | RE | 4 | 02 February 2017 | 18 March 2022 |
CCB International Capital Limited 建銀國際金融有限公司 | RE | 1 | 02 February 2017 | 18 March 2022 |
Guotai Junan Capital Limited 國泰君安融資有限公司 | RE | 6 | 26 September 2013 | 22 January 2017 |