SFC Licences of DENHAM Philip John
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
UBS Securities Asia Limited | RE | 1 | 31 March 2017 | 08 April 2017 |
UBS Securities Asia Limited | RE | 1 | 05 May 2016 | 14 May 2016 |
UBS Securities Asia Limited | RE | 1 | 04 October 2013 | 02 April 2015 |