SFC Licences of SUN Jie 孫婕
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| CITIC Securities International Global Markets Limited 中信證券國際全球市場有限公司 | RE | 4 | 27 January 2021 | 03 December 2021 |
| CITIC Securities International Global Markets Limited 中信證券國際全球市場有限公司 | RE | 1 | 27 January 2021 | 03 December 2021 |
| CLSA Limited 中信里昂證券有限公司 | RE | 4 | 27 January 2021 | |
| CLSA Limited 中信里昂證券有限公司 | RE | 1 | 27 January 2021 | |
| CEB International Capital Corporation Limited 光銀國際資本有限公司 | RE | 4 | 27 September 2017 | 08 January 2021 |
| CEB International Capital Corporation Limited 光銀國際資本有限公司 | RE | 1 | 27 September 2017 | 08 January 2021 |
| Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 | RE | 4 | 27 September 2013 | 10 July 2015 |
| Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 | RE | 2 | 27 September 2013 | 10 July 2015 |
| Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 | RE | 1 | 27 September 2013 | 10 July 2015 |
| Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 | RE | 5 | 27 September 2013 | 10 July 2015 |