SFC Licences of MCDONALD Nicholas William
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Lazarus Asset Management Limited | RO | 9 | 26 June 2018 | 31 March 2023 |
Sanston Investment (HK) Limited | RO | 9 | 05 January 2017 | 18 May 2018 |
Vantage New Generation Securities Limited 新世代證券有限公司 | RO | 4 | 18 March 2016 | 04 November 2016 |
Vantage New Generation Securities Limited 新世代證券有限公司 | RO | 1 | 18 March 2016 | 04 November 2016 |
Leading Securities Company Limited 立鼎證券有限公司 | RO | 9 | 12 February 2015 | 01 February 2016 |
Leading Securities Company Limited 立鼎證券有限公司 | RO | 4 | 12 February 2015 | 01 February 2016 |
Leading Securities Company Limited 立鼎證券有限公司 | RO | 1 | 12 February 2015 | 01 February 2016 |
Mercer Investments (HK) Limited 美世投資(香港)有限公司 | RE | 4 | 30 October 2013 | 17 December 2013 |