SFC Licences of LAW Heung Fai, Rufina 羅向暉
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Everbright Securities Investment Services (HK) Limited 光大證券投資服務(香港)有限公司 | RE | 1 | 28 January 2014 | 09 September 2014 |
GEO Securities Limited 智易東方證券有限公司 | RE | 1 | 25 October 2013 | 30 December 2013 |