SFC Licences of DING Chen 丁辰

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 RO 6 03 November 2023
China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 RO 1 03 November 2023
China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 RE 4 01 December 2020
China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 RE 6 08 November 2017 03 November 2023
China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 RE 1 08 November 2017 03 November 2023
Macquarie Capital Limited 麥格理資本股份有限公司 RE 6 13 October 2015 29 September 2017
Macquarie Capital Limited 麥格理資本股份有限公司 RE 1 13 October 2015 29 September 2017
Macquarie Corporate (Hong Kong) Limited RE 6 13 October 2015 31 March 2017
ICBC International Capital Limited 工銀國際融資有限公司 RE 6 04 October 2013 19 September 2015
ICBC International Capital Limited 工銀國際融資有限公司 RE 1 04 October 2013 19 September 2015