SFC Licences of DONG Chunchun 董淳淳
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 | RE | 2 | 29 September 2020 | |
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 | RE | 4 | 24 January 2019 | |
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 | RE | 1 | 24 January 2019 | |
| CMB International Securities Limited 招銀國際證券有限公司 | RE | 4 | 16 January 2017 | 09 January 2019 |
| CMB International Securities Limited 招銀國際證券有限公司 | RE | 1 | 16 January 2017 | 09 January 2019 |
| CMB International Futures Limited 招銀國際期貨有限公司 | RE | 2 | 16 January 2017 | 09 January 2019 |
| Haitong International Securities Company Limited 海通國際證券有限公司 | RE | 1 | 23 December 2013 | 22 March 2016 |
| Haitong International Futures Limited 海通國際期貨有限公司 | RE | 2 | 23 December 2013 | 22 March 2016 |
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 | RE | 1 | 25 October 2013 | 29 November 2013 |