SFC Licences of MENG Xiaoning 孟小宁
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| TFI Securities and Futures Limited 天風國際證券與期貨有限公司 | RE | 1 | 17 January 2020 | 16 July 2020 |
| TFI Asset Management Limited 天風國際資產管理有限公司 | RO | 9 | 15 May 2017 | 16 July 2020 |
| TFI Asset Management Limited 天風國際資產管理有限公司 | RO | 4 | 15 May 2017 | 16 July 2020 |
| TFI Asset Management Limited 天風國際資產管理有限公司 | RE | 9 | 26 August 2015 | 13 January 2016 |
| TFI Asset Management Limited 天風國際資產管理有限公司 | RE | 4 | 26 August 2015 | 13 January 2016 |
| Rifa Securities Limited 日發證券有限公司 | RE | 1 | 26 August 2015 | 13 January 2016 |
| CSOP Asset Management Limited 南方東英資產管理有限公司 | RE | 9 | 09 October 2013 | 12 August 2015 |
| CSOP Asset Management Limited 南方東英資產管理有限公司 | RE | 4 | 09 October 2013 | 12 August 2015 |