SFC Licences of ROBERTS Glyn David
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| J.P. Morgan Broking (Hong Kong) Limited | RE | 5 | 14 August 2023 | 18 August 2023 |
| J.P. Morgan Broking (Hong Kong) Limited | RE | 2 | 14 August 2023 | 18 August 2023 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 | RE | 2 | 12 February 2018 | 10 January 2020 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 | RE | 1 | 12 February 2018 | 10 January 2020 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 | RE | 2 | 29 January 2018 | 02 February 2018 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 | RE | 1 | 29 January 2018 | 02 February 2018 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 | RE | 1 | 09 October 2013 | 11 October 2013 |